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Compliance Tracker · Updated Daily

STOCK Act Late Filing Tracker

GovGreed Research · Investigation
The $200 Fine — our working paper on STOCK Act compliance: 12.1% of disclosures filed late, the penalty is a $200 fee, prosecutions are zero. Read it →

12,559 congressional stock trades — 12.1% of all deduplicated filings — were submitted after the 45-day legal deadline. The penalty: $200. Prosecutions: zero.

12,559
Late Filings
Deduplicated · since 2012
12.1%
Violation Rate
Of all filings
49 Days
Average Gap
45-day deadline
656
2+ Years Late
deduplicated filings
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Worst Offenders

The table below shows the 25 members of Congress with the most STOCK Act late filings, ranked by total late count. Data is sourced from GovGreed's database of 103,887 deduplicated STOCK Act disclosures, cross-referenced with the politicians table for party and state information.

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Source: STOCK Act filings via QuiverQuant + FMP APIs. Analysis by GovGreed. Updated daily.

The $200 Fine Problem

The STOCK Act's enforcement mechanism is widely regarded as toothless. When a member of Congress files a trade disclosure late — even months or years late — the maximum statutory penalty is $200. The fine can be waived entirely for first offenses at the discretion of the Ethics Committee.

Congress Member (STOCK Act)
$200
Maximum fine for late disclosure. No criminal penalties. Can be waived for first offense. Self-policed by Ethics Committee.
Corporate Executive (SEC)
$5,000,000
Up to $5M in fines + up to 20 years imprisonment for insider trading. Enforced by SEC and DOJ. Disgorgement of profits.

$200 fine. $50 million trade. A member of Congress can execute a multimillion-dollar stock trade, file the disclosure two years late, and face a penalty that amounts to 0.0004% of a $50,000,000 position. The fine is not a deterrent — it is a rounding error.

Multiple reform proposals have sought to increase penalties, mandate blind trusts, or ban congressional stock trading outright — and in July 2026 the House passed the Stop Insider Trading Act, 232–198, which would bar members, spouses, and dependent children from buying new stocks. The Senate has not acted on it; a separate bipartisan Senate bill cleared committee. Until one is signed, the $200 fine remains the only enforcement mechanism.

Trends Over Time

Has STOCK Act compliance improved since the law was enacted in 2012? GovGreed tracks year-over-year late filing rates and average disclosure gaps to measure whether congressional transparency is getting better or worse.

Year-over-year late filing rate chart
Interactive visualization coming soon

Key finding: Late filing rates have remained stubbornly consistent at 10–15% year over year, despite increased public scrutiny following the COVID-era trading controversies of 2020–2021 involving Senators Burr, Loeffler, and Feinstein. Public awareness has not translated into improved compliance.

Frequently Asked Questions

How many STOCK Act filings are late?
GovGreed's analysis of 103,887 deduplicated congressional stock trades shows that 12,559 filings (12.1%) were submitted after the mandatory 45-day deadline. The average disclosure gap across all trades is 49 days, with a median of 28 days.
What is the penalty for late STOCK Act filing?
The statutory penalty is $200. This fine can be waived by the Ethics Committee for a first offense. By comparison, the SEC can impose fines up to $5 million and prison sentences up to 20 years for insider trading violations by private-sector executives. The $200 fine has been widely criticized as having no deterrent effect.
Which politician has the worst STOCK Act compliance?
By late-filing percentage, Thomas Suozzi (D-NY) has the worst compliance record: 85.5% of his 635 deduplicated trades filed late, with an average disclosure gap of 675 days. By total count, Michael McCaul (R-TX) leads with 3,405 late filings (20.7% of his 16,488 trades). The full ranked list is in the table above.
What is the average congressional trade disclosure delay?
The average disclosure gap is 49 days — 4 days past the 45-day STOCK Act deadline. The median is 28 days, indicating most trades are filed on time but a long tail of extreme violators pulls the average up: 2,397 filings arrived more than a year late, and 656 more than two years late.
Has any Congress member been fined for late filing?
The House and Senate Ethics Committees are responsible for STOCK Act enforcement. Public records show minimal enforcement activity. No member of Congress has been criminally prosecuted solely for STOCK Act late filing violations. The $200 fine is widely regarded as too small to deter, especially for trades in the $50,000–$5,000,000 range.
What is the longest STOCK Act filing delay?
The longest verified delays in GovGreed's deduplicated database exceed two years — 656 filings arrived more than 730 days after the trade. The most extreme verified cluster belongs to Thomas Suozzi (D-NY), whose 543 late filings average a 778-day delay. GovGreed does not publish a single “record-holder” gap because the very top of the distribution contains re-filed and amended reports that overstate the true delay. The STOCK Act requires filing within 45 days.
About This Data: All statistics sourced from public STOCK Act filings collected via QuiverQuant and FMP APIs, cross-referenced with politician data from Congress.gov. Database: 103,887 deduplicated trades, 353 politicians, 2012–2026. Numbers verified against the live database on 2026-08-27. Updated daily.

Not financial advice. All data sourced from public federal disclosures: STOCK Act filings via QuiverQuant and FMP APIs. GovGreed provides data and transparency — it does not make investment recommendations or legal accusations. Statistics current as of April 2026.