LPLA
LPL Financial Holdings Inc.
LPL Financial Holdings Inc. is an independent broker-dealer and investment advisory firm, with its strongest political signal being two executive branch holdings, including a sale by a senior official.
Govt Dependence
0/100
Regulatory Density
85/100
Lobbying Intensity
0/100
Political Signal
NEUTRAL
BusinessWhat LPLA does
LPL Financial Holdings Inc. operates a platform providing brokerage and investment advisory services to independent financial advisors and institutions. Its revenue is derived from asset-based fees, transaction commissions, and advisory fees. The company does not have federal contracts or reported lobbying spend.
12 months past · 3 months futureLPLA activity timeline
Congress
buy
sell
Insider · Form 4
open-market buy
Hedge fund · 13F
opened
+ added
− trimmed
closed
holds
Bills
past action (this ticker)
upcoming markup (sector)
★ carveout (this ticker)
240 trading days ·
11 congressional trades shown
·
0 insider buys
·
0 13F filings
·
0 past bill actions
·
4 upcoming markups
Executive Branch ConflictsLPLA held by Trump-administration officials
2 cabinet/senior officials reported LPLA positions in OGE Form 278 disclosures across 2 filings.
Lifetime Government AwardsLPLA federal contracts
LPLA doesn't hold direct federal contracts.
Verified via USASpending.gov: $0 reported in direct prime-contract awards. Companies in this position typically sell federal services indirectly through prime contractors and integrators (e.g., Lockheed Martin, Booz Allen, Microsoft Azure) or through commercial channels that don't appear in USASpending data.
Politicians Trading LPLAMembers of Congress with recent LPLA positions
5 politicians traded LPLA across 27 disclosed transactions totaling $1.0M (last 730 days).
Greed score = composite of trade frequency, volume & recency across the politician's entire history (not just LPLA). 0-30 LOW · 30-60 MID · 60+ HIGH.
Congressional TradesWho in Congress is trading LPLA
2026-05-01
Gilbert Ray Cisneros
Purchase
$1,001 - $15,000
2026-04-06
Gilbert Ray Cisneros
Purchase
$1,001 - $15,000
2026-03-02
Michael T. McCaul
Sale
$50,001 - $100,000
2026-03-27
Gilbert Ray Cisneros
Purchase
$1,001 - $15,000
2025-12-10
Gilbert Ray Cisneros
Purchase
$1,001 - $15,000
2025-10-27
Michael T. McCaul
sale
$15,001 - $50,000
2025-10-27
Michael T. McCaul
Sale
$15,001 - $50,000
2025-03-03
Val T. Hoyle
Purchase
$1,001 - $15,000
193d late
2025-03-03
Val T. Hoyle
purchase
$1,001 - $15,000
193d late
2025-08-22
Michael T. McCaul
sale
$15,001 - $50,000
2025-08-22
Michael T. McCaul
Sale
$15,001 - $50,000
2025-06-27
Michael T. McCaul
sale
$15,001 - $50,000
30+ trades on file · most recent 2026-05-08
Corporate Insiders · Form 4What CEOs, CFOs, and directors are doing with their own stock
Stock awards & option exercises
27
stock awards · $2.2M market value
2026-03-24
SCHIFTER RICHARD P
Director
AWARD
19 sh
$6K
2026-03-24
Glavin William Francis Jr
Director
AWARD
15 sh
$5K
2026-03-24
Putnam James S
Director
AWARD
10 sh
$3K
2026-03-24
Thomas Corey E.
Director
AWARD
7 sh
$2K
2026-03-24
EBERHART PAULETT
Director
AWARD
5 sh
$2K
2026-03-24
BERNARD EDWARD C
Director
AWARD
4 sh
$1K
2026-03-24
Mnookin Allison
Director
AWARD
3 sh
$901
2026-02-25
Morningstar Matthew
Group Managing Director
AWARD
1,122 sh
$357K
For LPLA, executives receive stock primarily as compensation rather than via open-market purchases — typical for established large-cap firms.
Bills Affecting LPLALive legislation impacting this stock
SJRES.28 · 119th
A joint resolution disapproving the rule submitted by the Bureau of Consumer Financial Protection relating to "Defining Larger Par
S.870 · 118th
An act to authorize appropriations for the United States Fire Administration and firefighter assistance grant programs, to advance
HR.1991 · 119th
Producer and Agricultural Credit Enhancement Act of 2025
HR.2079 · 119th
Insurance Fraud Accountability Act
HR.2031 · 119th
HOME Investment Partnerships Reauthorization and Improvement Act of 2025
HR.1974 · 119th
Further Additional Continuing Appropriations and Other Extensions Act, 2025
HR.1959 · 119th
To amend the Internal Revenue Code of 1986 to protect small businesses from unemployment insurance premium increases by reason of
HR.1944 · 119th
10 Percent Credit Card Interest Rate Cap Act
S.885 · 119th
Strategy and Investment in Rural Housing Preservation Act of 2025
HR.1846 · 119th
Federal Reserve Board Abolition Act
Political ProfileWhere LPLA sits in Washington
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STRUCTURAL: Jurisdictional alignment via a single House Ways and Means member donation ($10,000). EVIDENTIARY: Two executive branch holdings (`get_executive_branch_exposure.by_ticker[0].holdings`), including a 2025 sale by Lori Chavez-DeRemer; 11 congressional trades in last 12 months with net selling bias. Net: Structural link is narrow, evidentiary activity is mixed and not concentrated.
Regulatory ExposureThreats & opportunities
Regulatory threats
-
High volume of finance-sector legislationCongress"8 recent bills with `sector: finance` and non-zero `estimated_revenue_impact`."
Regulatory opportunities
- No specific regulatory opportunities flagged.
Capitol Hill AlliesChampions & critics
Congressional champions
Congressional critics
- No specific congressional critics identified.
Member intelligence layer
Live signals + predictions for LPLA — for Founders
The free page above gives you the public record. Members see the real-time intelligence layer on top of it:
- Live 7-layer signal scores when Congress trades LPLA
- Bill Pass Index v2 odds for every bill on the watch list
- Iron Triangle alerts (committee × donor × trade)
- SEC Form 4 cluster detection (CEO + CFO + director buys)
- Whale-Opportunity expected-value ranking
- Custom watchlist alerts via email + Discord
Frequently AskedAbout LPLA & political exposure
Does LPL Financial Holdings Inc. (LPLA) hold federal contracts?
No direct prime contracts reported in USASpending.gov for LPL Financial Holdings Inc.. Companies in the semiconductor and AI hardware sectors often sell to the federal government via prime contractors and cloud resellers (Microsoft Azure, AWS, Lockheed Martin systems integration) rather than as direct primes.
Which Trump cabinet officials own LPLA stock?
2 Trump cabinet members or senior White House staff have disclosed holdings in LPLA on their OGE 278 financial disclosures, including Donald J. Trump, Lori Chavez-DeRemer. See the Cabinet Conflicts panel for details.
Has Congress traded LPLA stock?
69 congressional trades by 11 unique members of Congress, most recently on 2026-05-01. See the Congressional Trading panel for politician-by-politician breakdown.
What is LPLA political risk profile?
Government dependence: 0/100. Lobbying intensity: 0/100. Political signal: neutral. Donor party split: R 0% / D 100%.
How does GovGreed track LPLA political activity?
GovGreed integrates STOCK Act congressional trade disclosures, FEC contributions, OGE executive-branch disclosures, USASpending federal contracts, Senate LDA lobbying filings, and SEC Form 4 corporate insider trades into a single queryable graph. LPLA data is updated daily from these official federal sources.